Karen Sandrik, Marquette University Law School, Cultural Legacies and Innovation Barriers: Comparative Lessons from Post–Soviet Research Institutions for American Innovation Policy
Slovakia: Comenius U press release about first official patent
sold/assigned by a Slovak university. They spent a year negotiating the deal.
Have more than 10 tech transfer centers established in the past 15 years;
partnerships w/ various institutions; EU membership has played a role. Despite
actually staffing the tech transfer centers, didn’t see any interaction b/t gov’t
or institutions or even w/in institutions, b/t industry and academia, b/t
industry and gov’t—no real interest in collaboration. Therefore no contracts.
What are the barriers? Contractual? IP? Something else?
Slovakia offers a cautionary tale of what happens when you don’t
have what we have in the US. We prioritize partnerships, relationships with
colleagues, synergies; we get annoyed by being asked to do things cross-campus
or with other universities. When you don’t have trust and open science, you don’t
have risk tolerance or the ability to withstand short-term bad outcomes for
long-term investment/relationships. Rational survival strategies that were in
place for good reasons can become hard-to-change embedded behaviors even after
they lose their justification. Lesson: US is at risk of losing more than grants,
but losing the culture that supports innovation.
Communist Party of Slovakia; Czechoslovak Academy of
Sciences, established 1952, became centerpiece of scientific research. Universities
were just for teaching. Publications were vetted; collaboration wasn’t allowed;
you minimize dependencies on institutional promises and keep your head down. Good
work still happens!
1989: Velvet Revolution. 1993: Velvet Divorce. 2004: EU
membership. Stephen Kotkin & Mark Beissinger: Historical Legacies of
Communism: An Empirical Agenda: Key concepts for her: parameter setting: past
experiences limiting future options; cultural schemata: embedded ways of
thinking that persist.
Ewa Morawska, Malleability Paradox: Communist-era copying
strategies for temporary work/cross border trading thrived in Western capitalist
markets. Why? “Beat the system” mentality: (1) circumventing official channels
when they seem ineffective or risky; (2) prioritizing short-term opportunism
over long-term institutional relationships; and (3) placing greater trust in
personal networks than formal institutional processes—she saw that in her own
research. This isn’t dysfunction or irrationality, but a rational learned
response. But it makes collaboration and innovation in research labs hard.
Materials sharing, personnel sharing etc. require formal contracting.
Interviewed people at tech transfer offices, gov’t
officials, industry experts, and lawyers. They spoke of “protecting” researchers
who had demands on their time; that wasn’t their job to work across institutions
or fields; avoiding “free work.” People didn’t even know about IP Center on
campus; tried to introduce people and they resisted—our job is to work for our
students and respond only to our dean; the tech office would just want free
work from us. What about visiting PhD students? Why would we do that? We are
different scientists with different research.
Quasi-activity: you seem to be doing a lot of work but you’re
not really engaging underneath. Putting out an article about a new relationship
b/t university and patent center that doesn’t actually happen.
Are we creating the conditions for our own beat-the-system
mentality? Researchers avoiding politically sensitive topics (Fulbright grants
cancelled for 2025-2026 w/ informal advice to avoid certain topics in new
applications). Increased isolation: prohibition on giving funds to foreign
researchers.
Protecting innovation isn’t just about funding—it’s about culture
legacies, safety, mindset.
How do we protect innovation culture during political tensions/disruptions?
The quicker the disruption, the longer it tends to hang around.
Andrew Gilden: what is the actual compensation system and
measures of career advancement in Slovakia? Do grants matter? If I don’t get
rewards, then should I have to deal with some jerk in another department?
A: In Slovakia, one interviewee’s institution gives money
for patents, but was going to take it away b/c people were gaming the system by
getting useless patents. Practical implementation isn’t there. We need to get
people thinking about downstream uses, not just immediate results.
Sean Pager: Institutions talk about wanting to promote
interdisciplinary collaboration but rarely do much about it; some specifically
targeted grants. Also teaching: can be hard to teach an interdisciplinary
class, but that’s one way to reach people in other fields.
A: yes, and also in tenure we get credit; structure isn’t
there. Also some react: we just got academic freedom, so don’t tell me what to
do.
Peter Yu: is this a setback (more dangerous, as in Russia)
or a legacy? Think about how other people are motivated in the same system,
e.g. post office workers.
Felicia Caponigri: Italy as contrast: researchers/members of
bureaucracy think of themselves as having one space for one person. To
write/get credit you have to ID the part of a coauthored piece that you wrote,
which is the opposite of coauthoring. Maybe it’s a civil law thing more than a
post-communist thing?
RT: Patent example made me think of the accusations that
China was rewarding US TM registrations with bonuses, leading to a bunch of
junk; that wasn’t the whole story (Amazon might have been more important), but
they stopped giving the bonuses. Maybe the solution can’t be internal to the
field; maybe it has to be about the overall economic growth potential of the
economy as well as the level of social trust.
Peter Yu, Texas A&M University School of Law, Twists and
Turns in the TRIPS Journey
Before TRIPS, fewer rights were recognized internationally.
Remedies/enforcement issues have not been as successful. Do developed countries
have a comparative advantage? TRIPS sought to promote rule of law/dispute
resolution mechanism. Hope was international rule of law. Still have WTO
appeals and arbitration, but until we’re willing to support an independent body
it won’t function again?
One position: TRIPS doesn’t result in mutual gain but
rewards for multinational companies. Patent, TM registrations—developing countries
have been doing quite well. PCT users—top is China; Madrid TM registrations,
China is 3d. India is 9th in patents, 22nd in TM. Russia
25th and 13th respectively. China, Malaysia, India,
Thailand, Brazil in top 50 of world innovation index. TRIPS boomerang (Jerome
Reichmann): when you force countries to raise their own standards, they learn
how to take advantage of the global system. Many developing countries want to
protect their own IP and most of all to take down trade barriers, but the
return of unilateral trade sanctions from the US means the agreements were not
successful in preventing that. Even before Trump, Section 301 meant there wasn’t
a full success. Transition periods keep getting extended for LDCs.
Investment requires imitative capacity + large enough market.
If a developing country doesn’t have both of those, they won’t get investment
no matter what the legal regime.
No denying good result that TRIPS put IP on a pedestal. When
people make policy decisions, they now think about IP. Ordinary citizens might
know something about IP. Second: Gone to more complex regimes: WIPO as well as
WTO, and then a bunch of smaller regimes like ECPA. That will stay for a long
while b/c one has a lot of technical expertise (WIPO) and one has dispute
resolution mechanisms (WTO). TRIPS negotiators deliberately avoided tackling
new technologies—internet/digital communications, emerging when negotiated;
biotech—could have done more than just a single provision. TRIPS/WTO unlikely
to tackle AI or genetic engineering, leaving room for WIPO.
Final questions: would TRIPS negotiators have anticipated
current IP developments? No. So should we be historical or evolutionary in our approach?
Panels like to follow the Vienna Convention on the law of treaties, but if
questions weren’t anticipated, should we be historical?
Can TRIPS be amended? Wouldn’t be negotiated today. Not easy
to amend, but there are some small possible tweaks like periodic review; more emphasis
on innovation instead of IP; more regulatory coordination w/regional entities.
Can TRIPS withstand growing international rivalries? We’ve
seen worse—wars, pandemic. TRIPS isn’t good at responding to those crises, but
it can withstand it.
Q: say more about small tweaks. What is a small tweak?
A: TRIPS enshrined 90s standards, but the discourse of IP
has changed a lot. Innovation focus rather than “IP” as such. Might need more
provisions. More coordination with other regimes.
RT: Does future proofing mean more rules or fewer? I’m
thinking of how fast TDM training exceptions were adopted across the globe, and
then basically 2 years later “generative AI” emerged and lots of people said “no,
not like that.”
A: more flexibilities, more policy space. More rules = more
difficult for lots of countries. A lot of developing countries lack
institutional capacity to handle complex rules. More opportunities for people
to come in from MNCs or donor orgs or developed countries to deliver systems
that get even further away from what IP rules are supposed to do.
One scenario: US withdraws from WTO and China steps in to be
leader. If that’s the case, resources will be given like Belt and Road
initiative. That’s concerning for a lot of countries. Other possibilities: WTO
suffers same fate as other UN orgs and has to pull back.
China: We are moving from patents and TMs to trade secrets
as comparative advantage. Debate shifted from patents to confidential
information—interesting for emerging countries.
Pager: more investor state dispute resolution as a model?
A: you can appeal WTO panel decision, but you have to set up
the panel; most countries are not happy.
Dr. Gururaj Devarhubli & Dr. Taruna Jakhar (Zoom), Nirma
University, Institute of Law, Ahmedabad, Analyzing Cross–border Regime for
Enforcing Copyright in the Age of Digital Piracy: A Comparative Study of Music
Piracy in India and China
Focused on emerging economies/major content markets with
contrasting enforcement landscapes. Focused on music piracy due to global
reach, high revenue loss, and evolving modes (torrents, streaming, mobile apps,
p2p platforms, Telegram, etc.). Shift from physical to digital; rise of private
streaming leaks. Use of VPNs, mirror sites, cloud storage.
Cross-border enforcement issues: territoriality of ©; lack of
unified takedown procedures; inadequate int’l coordination. Key cases in India
allow dynamic injunctions (2019) and dynamic-plus (2023); super-injunction against
piracy on websites and applications including Facebook etc. (2025). Challenges:
slow litigation, ISP noncompliance, weak criminal enforcement.
China comparison: multiple enforcement agencies including IP
courts. Administrative (faster) and judicial (more legal clarity). Challenges:
over-reliance on administrative path; selective enforcement; trade tensions influence
compliance.
Both are TRIPS compliant and WIPO signatories; both struggle
w/online enforcement due to tech limitations; both involve private sector in
enforcement; piracy persists due to affordability gaps and weak deterrence.
Tech/private actors: India relies on dynamic injunctions,
court monitored takedown notices, w/poor enforcement. China: Tencent and
NetEase have invested in AI-based piracy detection. Globally: YT Content ID, Spotify
watermarking, Apple music anti-leak policies. Problems: inconsistent
enforcement by platforms, small creators lack access to tech tools, and
cross-platform leaks remain untraceable.
Who acts when content is hosted abroad? Pirates use VPNs and
aliases; lack of global consensus on enforcement standards; while Indian
dynamic injunctions have extended to foreign domains, Chinese takedown orders
are not enforceable in India.
Recommendations: bilateral cooperation agreements; platform
accountability standards; collective licensing expansion; cross-border evidence
protocols, and harmonized safe harbor provisions. Need joint enforcement by
streaming platforms/music labels; promotion of fair pricing models to reduce
demand; strengthening int’l digital IP diplomacy through WIPO.
Yu: should you drop China from your paper? US Special 301 reports claims that legality of content online for China is 96%--a lot of content is
licensed. The issue they still have is that the licensing rates are extremely low because Tencent has a monopoly. If you want to say there’s a big digital piracy problem on Chinese online
platforms, the data will be from 5-10 years ago.
RT: how different is the practical legal situation from US
or Europe? Here, Litigation isn’t super fast; companies still whine about
playing whack a mole b/c of the DMCA notice and takedown process; overseas sources
don’t comply with takedowns and the US is a big enough market that it’s worth
overseas entities creating targeted sites, and we don’t have dynamic
injunctions against third parties; litigation is expensive and if not as slow
as India not very fast compared to pace of commercial life. Just saw Bechtold’s
excellent paper on Content ID’s gaps—tech solutions are very limited. The key
question seems to be whether licensed access can be simple and cheap enough to
compete with piracy. 0% piracy would require the elimination of humankind; that’s
not needed for sufficient incentives and a thriving industry.
A: Doing pay per view on general video platforms could be a
game-changer.
No comments:
Post a Comment