Thursday, August 08, 2024

IPSC: IP in the Aftermath of the Supreme Court and some TM

Mark Bartholomew, Publicity Rights After Warhol

Risk that courts will apply Warhol to ROP cases, but transformativeness is the only element in the ROP defense as defined by the California SCt rather than a multifactor fair use test. This could make commerciality more important, given the Court’s focus on commerciality in identifying transformation. Cal SCt said that commerciality wasn’t important; this could be a substantial change. Before 2023, Warhol himself was a super-precedent, cited by Cal SCt and others: he was so important to art that of course his works must be protected.

“Nihilistic” 1A doctrine unconcerned with policy or normative claims, after Elster. Elster tells us to look for a tradition of a particular speech regulation; deals with publicity-like interests in propertizing identity. JDI also suggests looking for track record [really? It seems just to announce a conclusion to me—confusion provides all that’s necessary to protect speech]. Transformativeness has a track record that can be evaluated. One criticism: not protective enough of speech interests. He thinks it’s pretty protective—Tiger Woods case, Barbara Kruger, Noriega Call of Duty case. But is it inconsistent/vague? Video game cases involving college sports—for the most part, video game cases have gone in favor of game makers; 2013 cases were just conservative (in nonpolitical sense) courts getting used to a novel form of art, despite SCt’s instruction—the problem isn’t transformativeness itself.

Eric Goldman: Stuck on first move of accepting that importing transformativeness was a good idea in the first place. © and ROP are different things.

Rothman: Right that Warhol will have reverberations in ROP cases where the jurisdiction uses transformativeness. Transformativeness is only one of many 1A approaches in the context of ROP defenses. Maybe Warhol will just harm transformativeness as a defense in the ROP tout court and we’ll see other defenses. [The uncertainty of Rogers, a major alternative, also plays in here.] B/c we only looked at transformativeness in ROP cases, we rejected defenses where the underlying work doesn’t alter the person’s identity or appearance—that looks really wrongheaded as a dividing line.

RT: One reason transformativeness differs is that © involves a work to work comparison. To transform a work into another work is not the same thing as taking a person and … putting them into a work of some kind; courts divide on whether you have to alter a person’s appearance or put them into a different context. [This is related to Rothman’s point that things like newsworthiness—which is not the same thing as transformativeness—are also 1A defenses.]

Michael Carroll (co-author Peter Jaszi), Campbell at 30: A Retrospective Appreciation  

Part of a series based on the history of fair use. Warhol’s callback to Campbell’s parody/satire discussion and other treatment have focused new attention on how to interpret Campbell. In context, Warhol’s bark is worse than its bite. Focus on arguments made by lawyers. Congress endorsed an incompletely theorized agreement w/o contents of fair use being defined. There is no theory of fair use, and no agreement on principles, in early fair use cases like Sony. The briefing reflects that. Sony deals with four factors in one paragraph. Harper & Row decides the case in O’Connor’s discussion of the common law right of publication, and the factors don’t do any work in the case. The briefing by the parties is not different.

Campbell is the first time the Court considers the four factors as providing a statutory test and tries to establish a methodology. In Campbell, Leval is barely mentioned in the briefs; Acuff-Rose calls attention to the article at oral argument b/c Leval recants his view on the value of some quotes. Rehnquist: doesn’t Leval also say you should withhold injunctive relief? Acuff-Rose says no; Rehnquist says: you want the sweet without the bitter. The basic analysis comes from Souter’s chambers, and it’s a bit of a black box. Oral argument and correspondence indicates Justices had read Leval’s article and welcomed his general theory while quibbling over the edges. Souter understands parody and satire as subsets of a larger set of criticism.

Recharacterized after Warhol: should not be significantly limited. The goal of Campbell was to adopt a general analytical framework that could be used beyond parody v. satire; the distinction is used to focus on the user’s reasons for the use. The analysis accepts that a range of reasons will justify use. Parody/satire is not a targeting limitation or requirement for a fair use; it illustrates why the user needs to explain the reason for the use. Post-Campbell case law mostly focuses on additional reasons for use beyond satire, which is why parody/satire drops away. Warhol’s callback is there to illustrate that “further purpose” or “different character” needs an explanation, nothing more. 

The cert pool memo paraphrased QPs as focusing on commercial use, including Rule of Evidence 301 and presumption against commerciality. Parody as a form of social criticism; whether © owner has protected interest in market for parodies even if there’s no competition with any existing parodies of the original work. O’Connor proposed reformulating the QP as whether the commercial parody was fair use. This was the first time the Court addressed fair use as the sole question (Harper & Row was also about copyrightability), and one without a constitutional overlay in a QP.

After oral argument, all nine vote to vacate; 3 to outright reverse; Kennedy argued for a presumption in favor of parody, with a pretty strict definition of parody. Souter resisted, explaining that some works may not be parody in their entirety and there could be pure parody or mixed, and criticism without a touch of irony.

Industry advocates asked the Court to roll back Campbell in GvO and Warhol, but the Court doubled down on transformative use, which is to the public’s benefit for the range of uses that it permits.

Q: why is Souter so thoughtful in correspondence but not in the written opinion?

A: it’s still a parody case. As the courts start to see other user stories, they find the general framework helpful in evaluating the specific user story. It’s crazy how explicit the logrolling is—as long as we think they’re not dead wrong, we need their vote on this other case so we’ll make the requested change.

Rachael Dickson, Administrative Discrimination in the Trademark ID Manual

The TM ID manual is a searchable database of over 64000 acceptable IDs for goods and services. Strict requirements for goods/services identifications to ensure proper appraisal: specific, definite, clear and precise. They do update levels of definiteness required over time—software used to basically allow “software,” but that’s not true anymore. You can suggest new additions to the ID manual via email; they’re processed more quickly than anything else at PTO, within a week usually. ID/Class also makes their own modifications to update IDs to conform to Nice Classification system (PTO usually requires more definition than Nice).

Benefits of ID being in Manual: Lower application filing fees--$100/class. In the future, that will change to $200/class. You get a lot of guidance on what IDs are acceptable and faster examination. Potentially less back and forth between applicant/officer. Response times are so bad now that you want to minimize back and forth. There’s also a legitimacy impact; in 2010, some cannabis IDs were accidentally added to the manual and filings went up; went back down when IDs removed. Also true for other goods/services, such as “sex therapy,” “gay community,” “sex toys,” IUDs; condoms.

PTO also benefits from IDs being in the Manual, in efficiency and faster examination.

Evidence of discrimination: Customizable/broad (clothing featuring X, medical services); unusual: “toy figures in the form of a potato”; “financial evaluation of alpaca fiber.” Missing IDs: medical services relating to abortion or contraceptives, sterilizations, gender-affirming medical services, sex or contraceptive education; proctology; other goods/services relating to sex/sexuality. Various contraceptives and sex toys were added significantly after the Manual went online; IUDs were added only in 2009. Adult magazines, adult films, etc. Sex therapy only added in 2024. But prostitution services in Nevada are in there! There have been federally lawful cannabis goods/services since 2018 with very specific chemical definitions. Traditional hemp goods are in the manual, but not cannabis.

May be related to immoral/scandalous refusals (now not allowed). It does continue the PTO’s decades-long pursuit of “purification” or prudishness or fear of Congress.

There are no evident standards for which IDs get refused. Sometimes decline to add things that are already covered. A pro se applicant wouldn’t know that “medical services featuring X” is available for abortion and would have to pay extra. They may look at applicant demand (but see demand for cannabis). They suggest that the goods/services have to be per se lawful, but that’s clearly not true. Her experience: suggested medical services in the nature of providing abortions, but that was refused because of the fill in the blank option, but there are nearly 100 such specific services including “medical clowning” already in the Manual. Similar refusals for drugs, sex ed on similar grounds with similar other IDs.

For cannabis, they said that things requiring further inquiry into lawfulness weren’t eligible, citing gambling and prostitution and other things that are definitely in the Manual. NFTs can violate securities law but there’s no lawfulness refusal there.

7 IDs had Christian in them; PTO added some for Jewish and Muslim religious ceremonies.

This is going to become a bigger problem as higher fees go into effect. They should make public standards instead of private standards that are violated all the time.

Goldman: Anarchy! There’s a financial cost to the anarchy creating legal friction. Why is the PTO creating this huge database of classifications? Other gov’ts create their own databases—why is this one so bespoke?

A: good question! Wanted to have a useful resource for applicants and didn’t realize implications of leaving out goods and services.

Jessica Silbey: Ari Waldman has written about “checking the box” for gender & identity questions—those lists accrete over time and get sticky/don’t change. Institutional systems/categorization. Danah boyd has written a really interesting article about census data—how to be both totalizing and efficient.

Rothman: Maybe the problem is—why do we need such specific IDs? That seems to open the door to lots of administrative work and discrimination. And if they had more general categories, do we really need medical clowning as an ID. Does the elimination of Chevron alter this?

A: They like having definite IDs so it helps you understand likely confusion. If you just claim “software” then there can be huge conflicts. Don’t know about Chevron—the ID manual isn’t even a regulation, just referred to in TMEP.

RT: If you have relative examination, and not just refusal on absolute grounds, you really need to know the scope of applicant/registrant services. And if you accept things that aren’t in the Manual, you’ve already accepted some openness, so you might as well get it right.  I wonder about an APA challenge—there is clearly Article III standing if you have to pay extra money.

Q: There’s a benefit on the administrative side and a cost to the user—how do you weight those?

A: Given size of Register, the specific IDs are so useful to evaluate risk that we shouldn’t take those away—it helps applicants as well as examiners. (Examiners sometimes won’t accept Manual and require more definition; also the fill in the blanks options can be abused.) We could reshuffle classes some but we shouldn’t discriminate against sex/abortion.

Zaneta Robinson, The Likelihood of Confusing AI

Trademark law and language death: languages are dying around the world. 300-600 languages may be gone by the end of the century. And there are a lot of registrations. Should not apply doctrine of foreign equivalents in many circumstances—rebuttable presumption against translation if the similarities are only connotative. Presumption should be rebuttable using evidence from corpus linguistics.

Q: Examiners shouldn’t be using Google Translate in the first place, since it’s bad!

A: Paper gets into that—evidentiary rules for examiners allow use of online databases or websites, so they’ll use Google Translate.

Rosenblatt: for a dying language, it’s unlikely to be translated anyway—so is this really part of the problem for dying languages?

A: Examiners have an opportunity to say that confusion is unlikely, but there can be problems. Office Actions are where the bad stuff is, not TTAB. Nigerian client may have trouble—due to the increasing use of African languages in the US, may be considered a common language.

Question I didn’t get time to ask: I think there might be different issues with non confusion refusals (geographic descriptiveness)—I’m thinking of the MOSKOVSKAYA decision where the Fed Cir is skeptical that English speakers would recognize it as a Moscow-formative. How would a presumption against translation work when the underlying words are generic or descriptive for the goods/services? A risk of cultural appropriation?

Betsy Rosenblatt, Schedule A Pleading, Trademark Overreach, and the Role of E-Commerce Platforms

Starts w/overreaching Schedule A lawsuits against a fan artist making Sherlock Holmes fan art. Not a counterfeiter. Not acting in concert with others named. The registrations aren’t for the relevant goods. Eric Goldman and Sarah Burstein have written about Schedule A litigation as trolling. Often the complaint is so redacted that the alleged infringer can’t find out what the accused marks are; the host sites like Etsy/Redbubble just take whole store down and freeze accounts. This could have been a C&D to the cite, under eBay. Then there’s the ransom: to get unfrozen, pay us a significant amount. NDIll in particular is open to this even though these lawsuits are civ pro nightmares. They don’t satisfy Twiqbal because they don’t examples; there’s no evidence of jurisdiction; no use of int’l service of process; joinder is all wrong; sealing and redaction is unjustified; lack of inclusion of platforms is unjustified under Rule 19 and they should be included parties; default means none of this is ever adjudicated. The complaints are full of xenophobia—how bad Asians are.

INFORM Act should make this all unnecessary—TM owners said that they don’t know who the sellers are, but INFORM requires this information.

Q: Why NDIll?

A: some companies found the vein, starting with what may have been marginally legit albeit corner-cutting claims against counterfeiters.

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