Dorsey v. Rockhard Laboratories, LLC, 2014 WL 4678969, No.
CV 13–07557 (C.D. Cal. Sept. 19, 2014)
Dorsey sued over Rockhard Weekend (RHW), “a male sexual
enhancement product,” primarily promoted by labeling on the packaging. The chemical
formulation and packaging have changed several times over the years, but Dorsey
alleged that the name, purported use, and overall message remained the
same. There are multiple packages
(one-capsule retailing at around $5, 3-capsule around $15, and 8-capsule around
$30). RHW called itself a “sexual
performance enhancer for men” or “the 72–hour sexual performance pill for men.”
The packaging also promised “Doctor Tested,” “Doctor Approved,” “Fast &
Effective,” and “Rockhard Results.” Further, Rockhard advertised RHW as “All
Natural,” even though some of the ingredients of RHW were allegedly “synthetic,
chemically reduced and/or have carcinogenic properties.” Dorsey alleged that he relied on these claims
to his detriment, and that they were false because none of the ingredients in
any version of RHW enhanced male sexual performance. Also, he alleged that the labeling was
unlawful because it is a “new drug” unapproved by the FDA in making claims to
be an aphrodisiac. The usual California
claims resulted.
Rockhard argued that Dorsey hadn’t pled reliance because he
didn’t specify which iteration of RHW he bought, and the packaging changed over
time. However, “it is clear from looking
at the packaging of various iterations of the product that the same messages
were conveyed to all potential purchasers of RHW.” Given that RHW was a single-use/limited-use
product, it was unsurprising that Dorsey no longer had the packaging; given the
similarities among the iterations, it was also unsurprising that he couldn’t
differentiate among them. The
allegations sufficed to show his reliance.
Although Dorsey could have been more specific about how or
why RHW didn’t perform as advertised, he still alleged that “[n]one of the
ingredients in any iteration of RHW ... will enhance male sexual performance.” Even without “specifics regarding what
happened when Plaintiff took RHW,” this demonstrated an injury in fact: the
product allegedly contained no ingredient that had the effect that the
packaging represented the product to have. And he alleged that he wouldn’t have bought
RHW but for the misrepresentations, a highly plausible allegation given that
there’s really only one reason to buy a product that purports to enhance male
sexual performance.
As for iterations he didn’t purchase, his ability to
represent purchasers thereof would be better decided at the class certification
stage. At this stage, Dorsey’s claims were sufficiently similar to those of
putative class members who purchased a different iteration of the RHW product
to potentially allow him to represent them in this class action. The various versions of the packaging attached
to the complaint showed very similar phrasing on every version and a consistent
marketing scheme persisting through formula and packaging changes. And the name never changed.
Then the court found that the complaint satsified Rule 9(b),
alleging the specific language of the false statements (and attaching images of
the packaging), when and where he bought RHW, and that the ingredients didn’t
work; he alleged “what consumers would understand the statements to mean and
how that understanding is misleading” He
made similar allegations about “All Natural” and “Doctor Tested, Doctor
Approved”: he alleged that “a reasonable consumer would expect an ‘all-natural’
product to contain ingredients found in nature, derived from natural sources,
absent of manmade processes, and which are wholesome and safe,” and that a
reasonable consumer was likely to believe that RHW was “used, endorsed, or
recommended by doctors practicing medicine in clinical settings.”
Rockhard argued that many of the representations on its
packaging were mere puffery (no pun intended?), such as “Sexual Performance
Enhancer for Men,” “Fast & Effective,” and “Rockhard Results.” Taken as a whole and in context, these weren’t
puffery, but instead specific claims about the benefits of taking RHW. “These
statements create the impression that, by taking the product, a consumer will have
enhanced sexual performance, that the effect will happen quickly, and that the
consumer can expect to have a ‘Rockhard’ erection.”
Rockhard also argued that reasonable consumers wouldn’t be
deceived by “All Natural.” Though some cases so conclude, each statement must
be evaluated in context and consumers don’t need to search the ingredient list
for disconfirming evidence. Dorsey
alleged a plausible interpretation of what the phrase would mean to a
reasonable consumer, and identified the ingredients that didn’t fit this
interpretation. Plus, nothing but the small type nutrition facts panel on the
back would lead a consumer to question “All Natural,” and there was no
indication that Dorsey would have had reason to read the nutrition facts. Under
Williams,
“[s]imply listing the actual ingredients of the product does not absolve
Defendants of all potential liability for making false statements that
contradict the ingredient list.”
Rockhard also argued that Dorsey’s claim against “Doctor
Tested, Doctor Approved” was an improper lack of substantiation claim, based on
Dorsey’s allegation that “Defendants have not and cannot cite any research
studies or unsolicited endorsements of RHW by medical doctors, nor is RHW used
in clinical settings for the treatment of male impotence or any other
condition.” The complaint sufficiently
alleged false advertising, not just lack of substantiation. Dorsey alleged what “Doctor Tested, Doctor
Approved” would mean to a reasonable consumer, and then alleged that RHW wasn’t
used in any clinical setting to treat any condition, which sufficiently alleged
falsity.
The court did dismiss claims under the “unfair” prong of the
UCL; the allegations went to “unlawful” and “fraudulent” conduct.
The “unlawful” claim was based, in part, on allegedly
unlawful labels purportedly advertising RHW as an aphrodisiac in violation of
the FDCA’s new drug rules. Rockhard
alleged that RHW was a dietary supplement, not a drug, and thus not required to
seek preapproval. Under the FDCA, a drug
is an “article [ ] intended for use in the diagnosis, cure, mitigation,
treatment, or prevention of disease in man or other animals.”A dietary
supplement is “a product ... intended to supplement the diet [that has certain
ingredients].” RHW’s label said it was a
dietary supplement. And, although the
packaging as a whole might convey that RHW would improve male sexual
performance, there was no statement that RHW was designed to cure erectile
dysfunction, impotence, or any other “disease.” “Aphrodisiac” didn’t appear on
any of the packaging. Thus, Dorsey didn’t plausibly allege that RHW was a
“drug,” requiring prior approval of its labeling by the FDA. Claims dismissed to the extent they were based
on FDCA violations.
Warranty claims: Presuit notice isn’t required in California
where the defendant is a manufacturer with whom the purchaser didn’t deal, as
here. Nor were the claims puffery—see above. So express and implied warranty claims
survived.
Magnuson-Moss Warranty Act (MMWA) claims: Under the MMWA, a
warranty “relates to the nature of the material or workmanship and affirms or
promises that such material or workmanship is defect free or will meet a
specified level of performance over a specified period of time.” But a product
description isn’t a warranty under the MMWA.
For “Sexual Performance Enhancer for Men” and “Fast & Effective,” Dorsey
stated a plausible claim under the MMWA. These related to the nature of the
product and weren’t mere product descriptions. But “Doctor Tested, Doctor Approved” was; the
statement contributed to the message that RHW contained an active, effective
ingredient but didn’t relate directly to the “material or workmanship” of the
RHW pill.
Pleading reliance and failure of the ad to deliver on the representations are one thing, being deposed under oath, and then watching your partner deposed, about how well it all 'performed' is quite another task.
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